AI Governance Audit Checklist
IEP working copy of the Appendix G checklist for the annual Regulatory and Internal Compliance Review. Findings track through the IEP CAPA process.
App. G
CISO, IEP
Planned content
- Thirteen checklist items with policy references
- Verification method per item
- Pass, fail, or not applicable, with evidence note
- Finding routed to IEP CAPA where it fails
- Review date and reviewer
Six of the thirteen items are answerable from this platform. The rest live in the SMS, the training platform, or Safety Board minutes. Keeping that split visible stops the audit assuming one system holds everything.